Optics
Propagation Phenomena
When photons, or a light wave, collide with a solid surface there
are five phenomena that could result in the propagation of the photon:
- reflection
- refraction
- absorption
- scattering
- polarization
Which phenomena result will depend on the detailed interactions
of the photons with the electronic structure of the solid. It will
therefore vary with the wavelength of the photons, vary between metals
and non-metals, and between non-metals with different dielectric properties.
It will also vary with the structure and perfection of the solid.
Although a detailed analysis of the different phenomena happening
when light meets the interface of two different materials can be as
complicated as you like to make it, it worthwile trying to understand
a few processes. Such as reflection of light at the metal/vacuum interface
or at the interface between two optical media showing no absorption
of the electromagnic field.
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For simplicity we will consider an incoming plane wave. At the
interface we will have three different waves, the incoming (k),
the reflected (k') and the refracted (k").
These three wave must have the same value at the interface for
all times, because at the interface they are one and the same thing.

Looking at the expression of a plane wave the condition, this implies
that the scalar product of the 'k' and 'r' must have
the same value.This implies that the three wave vectors are all
co-planar (the three light beam are in one plane). To understand
we consider a coordinate system in which the interface forms the
xz-plane and the in coming wave vector 'k' lies in the xy plane.
The three angles between the vectors and the interface normal are
(abc). We can then write the boundary condition as (Sine equation)
Now, as k and k' are in the same medium the must
have the same absolute value. The angle of incidence therefore equals
the angle of reflection, an observation most should have made by
the time they read this a webside.
If the propagation speed (Phase velocity) in the two media is different,
otherwise there would be no refraction, the absolute value of k"
differes from the absolute of k. Consequently the angle of refraction
differs from the incident angle. The ratio of their sinuses is given
by Snell's law of refraction.

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Reflection from Metals
Let's begin simply by considering reflection from the surface of
an ideal metal (ie, a perfect mirror). When we say we have an ideal
metal, we actually think of it as perfect conductor. A metal contains
many free or nearly-free electrons. In a perfect conductor
these electrons can move freely under the influence of an electric
field. As a consequence a perfect conductor is field free. If there
were an electric field the electrons would start to move and the
displacement of charges will just compensate the electrical field.
As a consequence there is none.
Let us consider the incoming photons as an electromagnetic wave.
The experiment tells us that the light or electromagnetic wave is
being reflected at the metal surface. The assumption that we have
a perfect conductor implis now two different boundary conditions.
First the component of the electrical field parallel to the metal
surface must be zero. Secondly the component of the magnetic field
perpendicular to the metal surface must also vanish.
A photon travels at the speed of light in a definite direction,
carrying momentum. When it reaches the surface of the metal, the
collision must involve the conservation of energy and momentum.
These electrons dominate the electromagnetic (EM) field in the
metal and form an EM barrier at the surface. The incoming photon
is reflected by this barrier.
Conservation of momentum requires that the reflection occurs
in the plane of the incoming photon and that the incident angle
equals the exit angle. The conservation of energy means the wavelength
of the photon does not change on reflection.
First published on the web: 15 February 2000.
Author: Richard Payling
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Refraction of light
When light reaches an interface between two media, for example,
between air and water, or air and glass, some of the light is reflected
and some propagates into the second medium. If the second medium
is transparent, like glass or water, then most of the light will
propagate through the new medium with a change in direction and
speed and only a little will be reflected. The change in direction
of a light bean at the boundary of the two media is called refraction.
The details of the interactions between incident light and
matter (for example, how much light is reflected, refracted or absorbed)
depend on the interactions between the electromagnetic nature of
light and the electric charges (free or bound, coupled or un-coupled,
positive or negative) that comprise the target matter.
It is a lengthy subject and one invariably dealt with by approximations and idealisations. These approximations and idialisations may not
always be satisfactory for a pure scientist, but they are actually
very helpfull and usually necessary in order to get some basic and
usefull understanding. Useful in the sense of enabling us to predict
what is going to happen in a specific case. There are many way's
for approaching this subject and many books even many good books
have been written on the subject. Should you go searching in books
on optics and optical physics you will find they fall, more or less,
into four distinct approaches:
Approximation used for Light |
Approach |
Approximation used for Matter |
|
Classical |
|
| waves |
|
particles |
|
Semi-classical |
|
| waves |
|
quantised |
|
Semi-quantum |
|
| quantised |
|
particles |
|
Fully quantum |
|
| quantised |
|
quantised |
Two extremes of matter are ideal metals (dominated by free
electrons) and perfect insulators or dielectrics (dominated
by bound electrons). These are often approximated by their average
properties such as conductivity (or resistivity), permittivity,
permeability, etc.
Previously, we discussed reflection from an ideal metal. The metal
surface forms a potential barrier that promotes reflection. But
it is a feature of quantum mechanics that particles can penetrate barriers, the intensity of radiation decaying exponentially into
the metal. Hence, if we make a metal film sufficiently thin, some
light will penetrate the film and be detected on the other side.
Insulators, like glass, on the other hand, are dominated by bound
charges. The wavefunction of the incoming photon interacts with
the electron wavefunctions in the insulator and causes an oscillation of the centre of gravity of the charge density in the substance.
Reflection and refraction at the interface between to optical
media.
Let us consider the interface between air and water. From experiment
we know :
When a light beam is directed towards the interface between two
media of different "refraction index" some of the light
beam may be reflected. For example when we see the mirror image
of the moon in the surface of a river, lake or the open sea. The
light of the moon is directed towards the water, reflected at the
boundary between the air and water and finally reaches our eye.
That is reflection.
Refraction is what happens to the light beam when it actually enters
the second medium. When trying to catch a fish in the aquarium one
is sometimes seriously mistaken about the actual position of the
fish. When you hold a stick into the aquarium and observe it from
a somewhat tilt position, the stick apears bent. When you slowly
move the stick towards the fish, and the fish is sufficiently cooperative,
you may understand what is happening when you miss the position
of the fish. Refraction changes the ligth on its way from the water
(medium 1) to the air (medium 2). Our day to day experience told
us that light moves in straight lines. When we see a fish in a certain
direction, our brain assumes it actually is in that direction, but
it is not. Let us continue the
The result is a cange in speed and direction, given by Snell's
law (or in France by Descartes' law):
where v1 and v2 are the speeds in the first
and second media, respectively, n21 is the refractive
index of the second medium compared with the first medium, and q1 and q2 are the incident and refracted angles, relative to the normal (i.e.
perpendicular).
In going from air into glass, the photon speed is reduced. Hence
the refractive index of glass is greater than 1.
First published on the web: 15 February 2000.
Authors: Richard Payling and Thomas Nelis
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Interference
Diffraction is a specific form of electromagnetic (EM) interference.
The classic example of interference is Young's experiment.
Copyright © 1996,1997 Serge
G. Vtorov
![[Young's experiment]](images/Young13.gif)
A light source is first restricted by a single pinhole,
P0, and then by two equidistant pinholes, P1 and P2, and the result observed on a screen. While Young
used pinholes, today we normally use slits to make the interference
pattern easier to see.
Several things are observable in the pattern on the screen obtained
using a white light source:
- the central vertical line is white, indicating no colour (wavelength)
separation there
- a single colour (eg, red) forms a series of equally spaced vertical
lines on the screen
- Colours are separated so that longer wavelengths are further
from the centre
- the intensity decreased away from the centre, becomes very low,
then increases slightly, before dropping off again.
The overall change in intensity from the centre to the sides of
the screen is consistent with a single slit diffraction pattern.
The colour separation and series of vertical coloured lines
is Young's interference. The intensity from the source can
be reduced so that individual photons pass through slit P0 and when sufficient number have been measured the same pattern is
seen on the screen. The only conceivable interpretation for this
phenomenon is that each photon from the source which passes through
the first slit P0 must then pass through both slits P1 and P2 before being detected at a point x on the
screen. A particle could not do this but an EM disturbance could.
A photon entering pinhole P0 has its spatial location
severely restricted. From Heisenberg's uncertainty principle this means its momentum is very much broadened. It therefore leaves
the slit, still travelling at the speed of light, but with no preferred
direction. It therefore spreads out and adopts nearly spherical
symmetry. The "spread-out" disturbance is then restricted
in two locations simultaneously by pinholes P1 and P2 so that again the two disturbances exit with no preferred direction.
The two disturbances then reach the screen, but the screen is not
capable of responding to part of a photon disturbance. They will
therefore be detected as a whole photon at random somewhere
on the screen but with a probability at any point equal to the strength
of the disturbance at that point.
A photon is an undulating disturbance with a characteristic wavelength.
We do not need to know its exact shape, merely that it repeats regularly
once each wavelength. Any fixed point on this undulation can be
labelled as a 'wavefront'. If the wavefronts of the two disturbances
exiting pinholes P1 and P2 arrive at point x at the same time they will create a combined disturbance
twice as great as their individual disturbances. There is therefore
a strong likelihood that such a strong disturbance would be detected
on the screen.
This combined disturbance will repeat as we look along the screen
whenever the difference in path length (r1-r2)
corresponds to one wavelength. Colours with longer wavelengths (eg,
red) will therefore take a longer distance to repeat than shorter
wavelengths (eg, blue).
Because of the finite size of the pinholes, the momentum
is not completely broadened and so the exiting wavefronts will not
be perfectly spherical. There is therefore a limit to how far the
slits P1 and P2 can be placed apart.
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Fraunhoffer diffraction:
Function |
Fourier transform |
Rectangular (h) |
sinc(uh/2) |
Triangle (2h-base) |
sinc2(uh/2) |
Dirac |
unity |
Gauss (s) |
Gauss(s-1) |
Series of Dirac (b spacing) |
Series of Dirac (2pi/b spacing) |
A way to describe how light behaves when it goes through the slits of a grating is offered by the Fraunhofer diffraction according to which a wave is diffracted into several outgoing waves when passed through an aperture, slit or opening. Fraunhofer diffraction occurs when both incident and diffracted waves are plane. To create such a situation, one must make the distance from the light source to the diffracting obstacle to the observation point large enough to neglect the curvature of incident and diffracted light. In other words, when the light reaches the diffracting aperture, the spherical wave front should be large enough that it is virtually a planar wave front (basically a flat, vertical line). The rays must then be parallel, or close to parallel, as they reach the diffracting object. The point at which the diffraction pattern is observed becomes the Fraunhofer plane. The Fourier Transform, as it turns out, proves to be a powerful tool when it comes to describing and analysing diffraction patterns in the Fraunhofer plane. The Fourier transform decomposes a function into a continuous spectrum of its frequency components, and the inverse transform synthesises a function from its spectrum of frequency components. A useful analogy is the relationship between a set of notes in musical notation (the frequency components) and the sound of the musical chord represented by these notes (the function/signal itself). Using physical terminology, the Fourier transform of a signal x(t) can be thought of as a representation of a signal in the "frequency domain"; i.e. how much each frequency contributes to the signal. This is similar to the basic idea of the various other Fourier transforms including the Fourier series of a periodic function. Here are examples of some functions and their Fourier transforms.
Convolution: The convolution, is a mathematical operator which takes two functions f and g and produces a third function that in a sense represents the amount of overlap between f and a reversed and translated version of g. The Fourier transform translates between convolution and multiplication of functions. If f(t) and h(t) are integrable functions with Fourier transforms F(ω) and H(ω) respectively, and if the convolution of f and h exists and is absolutely integrable, then the Fourier transform of the convolution is given by the product of the Fourier transforms F(ω) H(ω) (possibly multiplied by a constant factor depending on the Fourier normalisation convention). In the normalisation convention we have used here, this means that if
where the cross denotes convolution operation, then

|
Concerning a grating, it can be seen as n repetitions of a single feature (Rect(a)) over a total width of B (Rect(B)), which can be represented through the notation of the Fourier Transform and the convolution as follows: 

We then have a diffraction image, which means repetitions of the diffraction image of B with intensity modulation by diffraction image of a single feature.
First published on the web: 8 Decembre 2007
Authors: Aranka Derzsi and Giovanni Lotito. The text is based on a lecture given by Thomas Nelis at the first Gladnet training course in Antwerp Sept. 2007
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Diffraction Grating
In optics, grating is a component with a surface covered by regular pattern, often just parallel lines. For practical applications, most gratings have grooves on their surface. Such gratings can be either transparent or reflective. Gratings can be flat or concave addionally they may be blazed or not, depending on the groove profile. For a given grating, light with a larger wavelength generally has a larger diffraction angle. Because of their ability of splitting light into different wavelengths, gratings are commonly used in monochromators and polychromtors. Gratings are characterised by their resolving power and angular dispersion. The resolving power is given by 
where 'l' is the wavelength, dl is the difference in wavelength between two spectral lines of equal intensity, 'N' stands for the total number of grooves on the grating and 'k' is the diffraction order. Resolution is then the ability of the instrument to separate adjacent spectral lines. Two peaks are considered resolved if the distance between them is such that the maximum of one falls on the first minimum of the other. This is called the Rayleigh criterion. It may be shown that
with 'W' as the illuminated width of the grating, 'a' and 'b' incident and exiting angles (angles of incidence and of diffraction). Consequently, the resolving power of a grating is dependent on the width of the grating, the centre wavelength to be resolved and the geometry of the used conditions. The numerical resolving power 'R' should not be confused with the resolution or bandpass of an instrument system. Angular dispersion is the variation of the dispersion angle with wavelength and is defined as follows: 
In principle a diffraction grating is only marginally more complicated
than Young's experiment.
A reflection diffraction grating consists of a flat or curved surface
with a series of regular grooves. In holographic gratings
the grooves in a master grating are formed by first exposing a photosensitive
material on the surface to the pattern formed by the interference
of light and then etching the surface.
This means that for a given diffraction angle i',
constructive interference can occur for wavelengths: l, l/2, l/3,
etc., corresponding to orders 1, 2, 3, etc. The spectrum produced
by a grating is therefore complex, as it consists of several superimposed
orders.
Further, there is a zero order, which is not
scattered. For k = 0, the grating equation requires the angle of reflection to be equal and opposite to the angle
of incidence. In zero order, the grating behaves as a mirror. Order
zero represents about 40% of the total energy.
The rest of the energy is distributed amongst
the various orders. Generally, the higher the order, the lower the
brightness of its spectrum. The highest orders carry almost no energy.
In practice, only the first and second orders are usable.
Further reading:
- R Guenther, Modern
Optics, John Wiley & Sons, New York (1990);
- H Haken, Light, Vol. 1, Waves, Photons, Atoms, North Holland,
Amsterdam (1981)
- M Garbuny, Optical Physics, Academic
Press, New York (1965).
First published on the web: 15 February 2000 by Richard Payling
revised and extended 19.11.2007
Authors: Aranka Derzsi and Giovanni Lotito. The text is based on a lecture given by Thomas Nelis at the first Gladnet training course in Antwerp Sept. 2007
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Blazed grating
A blazed grating combines diffraction with reflection in order to put most of the light into one diffracted order. A grating may, therefore, be described as "blazed at 250 nm" or "blazed at 1 micron" etc. by appropriate selection of groove geometry. A blazed grating can be one in which the grooves of the diffraction grating are controlled to form right triangles with a "blaze angle, q". Blazed grating groove profiles are calculated for the Littrow condition where the incident and diffracted rays are in auto collimation. The input and output rays, therefore, propagate along the same axis. In this case at the "blaze" wavelength l :
In the Littrow condition incident and refracted angle are equal to the Blaze angle. We therefore find fot the blaze wavelength: 
First published on the web: 19.11.2007
Authors: Aranka Derzsi and Giovanni Lotito. The text is based on a lecture given by Thomas Nelis at the first Gladnet training course in Antwerp Sept. 2007
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Types of Reflection gratings
Initially, reflection diffraction gratings used
in spectrometers were ruled by engines, and since the 1960s
are produced by holographic techniques. The latest generation is
that of the echelle holographic grating, whose mirroring angle is
obtained by ionic machining.
The ruled gratings are cut line by line on special
machines called ruling engines. Despite the very high precision
of these machines, the gratings incorporated ruling errors which
caused phantom spectra (ghosts, caused by periodic defaults) and
stray light (caused by random defaults).
Large holographic gratings mounted ready for installation
For holographic gratings, a polished
support
covered with photosensitive resin is exposed to the interference
of two laser beams and processed chemically. This process allows
strictly parallel and equally-spaced lines to be obtained. The grating
is free of phantom spectra and stray light. However, the brightness
achieved by the conventional holographic gratings is not as high
as that of ruled gratings, as the groove profile is sinusoidal.
To improve brightness, this sinusoidal profile
is then machined by ion bombardment, to achieve an echelle profile
according to the selected mirroring angle (blaze angle). Such blazed
holographic gratings are much brighter than conventional holographic
gratings, as light emission is stronger into the direction of the
blaze angle.
Authors: Jean Charles Lefebvre, Jobin-Yvon Emission and Th. Nelis
First published on the web: 15 December 1999.
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Concave grating:
A concave grating (also known as Rowling grating) combines the functions of optical imaging and diffraction into one optical element. Made by spacing straight grooves equally along the chord of a concave spherical or parabolic mirror surface, both collimates and disperses the light falling upon it. The grating equation is the same as for a flat grating. The important part is that the angles AMC and BMC, incidend and defraction angles respectively, is does not vary with the point 'M' choosen on the grating surface.
Traditional mountings for the concave spherical grating mounting use a slit source oriented to maximal resolution. The spectral lines obtained with a concave grating show the same aberrations as images obtained with a concave mirror, primarily astigmatism. Concave grating are typicallw used in polychromators based on the Rowland circle.
First published on the web: 8 December 2007.
Authors: Aranka Derzsi and Giovanni Lotito. The text is based on a lecture given by Thomas Nelis at the first Gladnet training course in Antwerp Sept. 2007
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Selfabsorption
When
one atom emits a photon there is a chance some other atom will absorb
it. To absorb the photon the energy of the photon must match a possible
electron transition in the atom, normally this means the absorbing
atom must be of the same type as the emitting atom, hence the term
'self-absorption'.
This means, for example, emissions from iron atoms can only be
absorbed by other iron atoms, because only other iron atoms have
matching electron energy levels. Also, to match energy levels, the
emitting and absorbing atoms must normally be in the same excitation
state, and since most atoms in analytical plasmas are in or near
the ground state, self-absorption is normally only seen for electron
transitions involving the ground or near-ground states. These transitions
are called resonance or near-resonance transitions.
The effect of self-absorption is to rob signal from
the emission line. As the number of emitting atoms increases, the
likelihood of self-absorption increases and the there is no longer
a linear relationship between the number of emitting atoms and the
measured intensity.
In simple models of self-absorption, it possible to
show that the severity of self-absorption depends on the product
of the number of emitters and the effective absorption cross-section,(1)
given by (2)
where M is the atomic weight of the emitting
atom or ion, T is the absolute temperature of the plasma
gas, l0 the wavelength
emitted, and f the oscillator strength. Self-absorption then
tends to be highest when there is a large number of emitters, of
high atomic weight, at lower gas temperatures, longer wavelengths,
and higher oscillator strengths. Clearly the problem of self-absorption
will vary greatly from one emission line to another and one emission
source to another.
Spark OES is known to have severe self-absorption
on some lines, ICP-OES has moderate problems at high concentrations,
and GD-OES has less severe problems, though still present
for some important lines in some materials, e.g. Zn I 213.8 nm
and Cu I 327.3 nm in brass.
For more details on self-absorption, especially related
to glow discharge, the GDOES
site.
References
- R Payling, M S Marychurch and A Dixon, in Glow
Discharge Optical Emission Spectrometry, R Payling,
D G Jones and A Bengtson (Eds), John Wiley &
Sons (1997), pp 376-91.
- N P Ferreira and H G C Human, Spectrochim.
Acta 36B, 215 (1981).
- Th. Nelis R. Payling, A practical Guide Glow Discharge Optical Emission Spectroscopy,RSC, 2004
First published on the web: 15 November 1999.
Author: Richard Payling
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